- Causes of Future Sea Level Rise
- Elevation Maps
- Will we really lose all that land?
- Sea Level Rise Planning Maps
4.1 Regulatory Rolling Easements
The federal government regulates conversion of wetlands to water or dry land;[328] but land use regulation is a matter for state and local governments.[329] Local governments usually have the authority to regulate the use of dry land.[330] State governments are trustees under the public trust doctrine for most intertidal lands and open water.[331] Rolling easements regulate land use to preserve the state's public trust resources; so rolling easement regulation could be the responsibility of either local or state governments.
The power of local government to solve particular problems with particular solutions varies. Broadly speaking, in home rule states, the state constitution[332] or a statute[333] has provided local governments with broad authority to act except where a specific statute limits local discretion. In non-home-rule states,[334] a local government may only take action where it has a specific legislative grant of authority.[335] Whether or not a state has home rule, in all but five coastal states,[336] a 19th century holding known as the Dillon rule[337] requires courts to resolve ambiguities about local authority against the locality having the authority. The Dillon rule can sometimes lead a court to hold that a locality lacks the authority to solve new problems that were not specifically addressed in an enabling act. Virginia is unusually strict about applying the Dillon rule.[338]
All coastal states have granted the power to regulate land use through zoning to at least one level of local government (although no local government has zoning authority in parts of Texas).[339] The type of locality with the zoning power varies. The southern agricultural states, with geographically dispersed populations, have had strong county governments since colonial times; and the western states later adopted strong county government as well. [340] In New England states, by contrast, town governments regulate land use and county governments have no role.[341] In New York, New Jersey, and Pennsylvania, towns have strong regulatory powers, but counties are responsible for overall planning, coordination, and much of the infrastructure. [342]
4.1.1.1 Rolling Easement Zoning
Zoning is typically required to accomplish the purposes of a locality's comprehensive plan for land use. Therefore, two questions will typically be:
- Does sea level rise fit within the authorized purposes for comprehensive planning?
- Do the restrictions fit within the zoning authorization?
In Virginia, for example, the statute authorizes local comprehensive plans to indicate where existing lands may be abandoned, locate future waterways, and designate lands for conservation, recreation, drainage, and floodplains.[343] The statute authorizes zoning ordinances to provide for safety from flood .for the preservation of agricultural and forest lands and other lands of significance for the protection of the natural environment.[344] Any locality can create zones and regulate the use of land, buildings, structures, and other premises for agricultural, business, industrial, residential, flood plain and other specific uses.[345] Zoning ordinances must include adequate provisions for drainage and flood control. [346]
These statutory provisions explicitly allow localities to regulate land use and structures to prevent flooding and conserve the environment. But they do not explicitly allow the localities to take specific measures to prevent environmental and flooding problems caused by sea level rise. Nor does the statute explicitly say that the locality can regulate efforts to change land elevations. Because Virginia strongly adheres to the Dillon Rule, a local government in Virginia may wish to ask counsel (or the State Attorney General) for an opinion on whether shore protection structures and adding fill to raise land elevations are among the activities that could be regulated under these provisions.
Even if grade elevation and shoreline armoring are the types of activities that a locality is authorized to regulate, one must evaluate whether a more specific statute takes away that power. Most states have wetland protection laws which sometimes have specific requirements for shore protection.[347] In Virginia, the local wetlands board has the authority to issue permits for shore protection structures built within the wetlands; so the authority for rolling easement zoning stops at the water's edge. Seaward of that point, shore protection requires a case-by-case decision by a local wetlands board.[348] Presumably, most wetlands boards will be reluctant to authorize the filling of wetlands for shore protection in places where zoning prohibits shore protection on dry land; but regulatory uncertainty is increased by the divided authority. That uncertainty is further compounded by federal regulations, which generally discourage shore protection within vegetated wetlands while allowing it along beaches.[349] A Maryland statute specifically provides a right to control shoreline erosion; so rolling easement zoning by a locality to ensure that shores erode (for example, along Chesapeake Bay beaches) would be generally preempted by state law.[350] But the statute does not address gradual inundation of dry lands, so rolling easement zoning that prohibits grade elevation is not preempted. Along bodies of water with wetland shores, rolling easement zoning could ensure that the low dry lands gradually become wetland, while the statutory right to control shore erosion may permit the landowner to install sills, biologs, and other structures that prevent the seaward edge of the marsh from eroding.
4.1.1.2 Other Sources of Authority
In those cases where a local government lacks zoning authority to prohibit shore protection, it may have other authority to do so. In Texas, for example, the Legislature has provided all localities with broad authority to mitigate flood damages,[351] even though most county governments lack zoning authority.
State legislatures have plenary authority to regulate both land use and activities in the intertidal zone. Some legislatures have enacted statutes that prohibit or discourage new shore protection structures.[352] Most coastal states have a permit program for shore protection structures, as either part of their wetlands program (because many of these structures are in or adjacent to wetlands) or a separate program (because many of them are along mudflats or beaches).[353]
Administrative agencies have different degrees of legal authority to enact a regulatory rolling easement policy. By definition, administrative agencies (like localities) lack such authority if the state provides a statutory right to shore protection.[354] On the other hand, administrative agencies in some states have been given broad latitude to issue regulations to preserve the coastal environment, and shore protection structures have been prohibited by state regulations in specified areas, mostly along ocean shores.[355]
4.1.3 Constitutional Takings Questions
Even if state law provides the local government or state agency with the authority to enact a rolling easement regulation, the regulation might require compensation under the takings clause of the 5th Amendment of the U.S. Constitution, which states: nor shall private property be taken for public use, without just compensation.[356] A complete review of the takings question for regulatory rolling easements is beyond the scope of this primer. Here we provide a few overview issues.
Under recent holdings by the U.S. Supreme Court, a court would consider three general categories in deciding whether a regulation that prohibits shore protection[357] would be a taking:
- If owning land does not include a right to hold back the sea[358] then a rolling easement regulation[359] is not a taking.[360]
- This question has only been addressed in a few states.[361]
- The Court has not specifically articulated how property rights evolve over time.[362]
- If there is a right to hold back the sea, [363] then a taking will result under either of two situations:
- If the regulation requires the owner to tolerate a permanent physical occupation, no matter how small, it is a taking.[364]
- If the regulation completely destroys the property's value, then it is a taking.[365]
- The Supreme Court has held that there was not a complete destruction of value where a regulation prevented all use of most of a large parcel but still allowed a single home on part of the land.[366] Thus, if a rolling easement regulation applies to partbut not allof a parcel, a taking is unlikely under that test.
- The Supreme Court has held that preventing all use for a time qualifies as a
temporary takingbut it has not looked at the opposite case where a regulation
prevents use after a distant time in the future. [367]
- If there is a common law right to hold back the sea[368] and the regulation does not completely destroy value, then the takings question is decided under a general balancing about whether the regulation goes too far, also known as the Penn Central test.[369] The criteria for this test are malleable and evolving, but primarily based on the magnitude of the economic impact compared to the owner's reasonable investment-backed expectations.[370]
If a rolling easement regulation is a constitutional taking, it will not necessarily be invalid. A regulation may include a provision for paying just compensation, in which case the property owner must seek the compensation through that process before filing a takings claim.[371] Alternatively, a government may choose to provide a variance (rather than pay compensation) wherever the restriction would otherwise be a taking, and thereby preclude all takings claims.[372]
As a general rule, even if the taking of a rolling easement required just compensation, for a parcel that will not be threatened by sea level rise for a century, the just compensation would be a very small percentage of today's property value.[373] Moreover, land that was not originally along the shore would receive the economic benefit of being along the shorefront for a period of time before being lost to the rising sea. That benefit would generally be subtracted from what the government owed,[374] potentially reducing just compensation to zero for those parcels. [375]
[328] 33 U.S.C.
§ 1344.
[330]
E.g., Hope, Inc. v. County of DuPage, Ill., 717 F.2d 1061, 1077
(7th Cir. 1983) (citing Euclid v. Ambler Realty Co., 272 U.S. 365, 47 S.Ct.
114, 71 L.Ed. 303 (1926)); and 83 Am. Jur. 2d, Zoning and Planning § 9 (2005).
[331] E.g., Arnold v.
Mundy, 6 N.J.L. 1, 7677 (Sup. Ct. 1821); Martin v. Lessee of Waddell, 41 U.S.
(16 Pet.) 366, 410 (1842); and Shively v. Bowlby, 152 U.S. 1, 16 (1894). For
further details, see supra § 2.2.1 and Slade et al. et
al., supra note 34.
[332] The state
constitutions of Hawaii, Maine, Louisiana, Rhode Island, and
Oregon provide home rule to all political subdivisions, while those of California and
Washington provide home rule to cities.Vermont League of Cities and Towns, Candidate Bulletin
8/02, Local Government Autonomy (2002).
[333] The state
constitutions of Alaska, Connecticut, Maryland, Massachusetts, New York,
Pennsylvania, South Carolina, and Texas provide home rule to at least some
political subdivisions, once enabling legislation is passed. Delaware, Florida,
Georgia, New Hampshire, New Jersey, and North Carolina have passed statutes
providing political subdivisions with home rule. Id.
[334] Alabama,
Mississippi, and Virginia do not provide for municipal home rule. See id.
[335]Jesse Richardson Jr., Meghan Zimmerman Gough, & Robert Puentes, Is Home Rule The
Answer? Clarifying the Influence of Dillon's Rule on Growth Management
913
(Discussion Paper, The Brookings Institution Center on Urban and
Metropolitan Policy, Washington, DC, 2003).
[336] Alaska,
Massachusetts, New Jersey, Oregon, and South Carolina. Richardson et al., supra note 335, at 4146.
[337] It is a
general and undisputed proposition of law that a municipal corporation possesses
and can exercise the following powers and no others: First, those granted in
express words; second, those necessarily or fairly implied in or incident to the
powers expressly granted; third, those essential to the declared objects and
purposes of the corporation, not simply convenient, but indispensable. Any fair,
reasonable doubt concerning the existence of the power is resolved by the courts against the
corporation, and the power is denied. 1 Dillon on Municipal Corporations § 237
(5 ed. 1911). This
holding was first adopted by the Iowa Supreme Court in an opinion written by
Dillon in Clark
v. City of Des Moines, 19 Iowa 199 (1865). Most
other states soon adopted that holding, quoting the Dillon Rule verbatim.
[338] Richardson et al.,
supra note 335, at 45.
[340] J. Edwin
Benton, County
Government, in Jack Rabin (editor), Encyclopedia of Public
Administration and Public Policy 1, 261262 (2003).
[341] Id.
[342] Id.
[343] The
comprehensive plan shall be general in nature, in that it shall
indicate where
existing lands or facilities are proposed to be extended, widened, removed,
relocated, vacated, narrowed, abandoned, or changed in use as the case may be
.
each locality shall develop a transportation plan that
shall include
waterways
The plan, with the accompanying maps
may include, but need not be
limited to
.the designation of areas
conservation; active and passive
recreation; public service; flood plain and drainage; and other
areas. Virginia Code
§ 15.2-2223
[344] Virginia Code § 15.2-2283.
[345] Virginia Code § 15.2-2280.
[346] Virginia Code § 15.2-2241 (3).
[347] See infra notes
352 and 353 and accompanying text.
[349] Reissuance
of Nationwide Permits, 72 Fed. Reg. 11183 (March 12, 2007) (explaining that
nationwide permit 13 allows for bank stabilization structures, provided that no
material is placed in a special aquatic site). Special aquatic sites include vegetated
wetlands 40 CFR § 230.41.
[350] Compare Md. Code Ann., Envir. § 16-201 (2010) (shore protection is a permissible activity) with supra note 286 and accompanying text (Calvert County regulations prohibit cliff protection). See also supra note 165.
No court has examined whether (a) the rolling
easement cliff retreat policy in Calvert County is pre-empted by the state law,
(b) the state law would be pre-empted by the county's attempt to comply with the
federal Endangered Species Act, or (c) the cliff armoring regulated by the
county is inland of the jurisdiction of the state rule. Shore protection
methods that do not slow cliff retreat would not be prevented by the county
regulations. See
also supra
note 347.
[351] Tex. Water Code
Ann. § 16.315. Localities
are authorized to mitigate flooding by
(13) adopting permanent land use and control measures with
enforcement provisions that are not less stringent than the criteria for land
management and use adopted by the director; (14) adopting more comprehensive
floodplain management rules that the political
subdivision determines are necessary for planning and appropriate to protect
public health and safety
.
[352] E.g. S.C. Code Ann.
§ 48-39-290 (B)(2) (prohibiting new seawalls along Atlantic
Ocean). Tex.
Nat. Res. Code Ann. § 61.013 (discouraging all structures that
interfere with coastal processes along the Gulf of Mexico).
[353] See, e.g., the
discussions of mid-Atlantic state regulatory programs in CCSP, supra note 3, at 194238.
[354] See, e.g., supra notes 159 (California) and 163 (Maryland), and accompanying text. Although a California statute guarantees a right to shoreline armoring to protect pre-existing structures in California, the state's Coastal Commission has the authority to regulate how shore protection is pursued, and the statute also directs the Commission to avoid armoring for new (post-1976) structures. See Cardiff, supra note 159 and Caldwell & Segall, supra note 159 .
[355] See, e.g., Rhode Island Coastal
Resource Management Program § 210.3(B)(4) and § 300.7(D) (2007)
(prohibiting structural shore protection along barrier beaches and a single
class of estuarine shores). Compare 310 Mass. Code Regs. § 10.28 (3) (prohibiting hard shore
protection along dunes) with 310 Mass. Code Regs. § 10.30 (3) (allowing hard shore
protection along banks to protect homes built before 1978). Compare 15A N.C. Admin. Code §
7H.0308(a)(1)(B) (prohibiting structural shore protection on the ocean beach)
with 15A N.C. Admin.
Code § 07H.0208(b)(7) (allowing bulkheads and revetments along estuaries
provided that they are inland of existing wetlands). See also 06-096
Me. Code R.
§ 355(E) (2010) (prohibiting shore protection along dunes) and 31 Tex. Admin. Code §
501.26(b) (prohibiting seawalls that protect individual properties but allowing
seawalls landward or the dune vegetation line provided that there is a funded
beach nourishment project that will prevent the beach from narrowing). Compare Oregon's Statewide
Planning Goals & Guidelines, Goal 18: Beaches and Dunes OAR
660-015-0010(3) (allowing permits for oceanfront protection structures
only where development or subdivision occurred before 1977) with id. Goal 17: Coastal Shorelands, OAR
660-015-0010(2) (requiring fill above the ordinary high water mark and
erosion control structures to minimize adverse impacts on water currents,
erosion, and accretion patterns).
[356] U.S. Constitution, Amend.
V. Although the Bill of Rights originally applied to the federal
government, the 14th amendment extended the
requirement to pay just compensation to state and local governments. Chicago, Burlington
& Quincy Railroad Co. v. Chicago, 166 U.S.
226, 23541 (1897).
[357]
Or keep a pre-existing home on the beach.
[358]
Or keep a pre-existing home on the beach.
[359] E.g., policies that
prohibit shore protection as discussed in § 3.1.2.1, supra.
[360] Where the
State seeks to sustain regulation that deprives land of all economically
beneficial use, we think it may resist compensation only if the logically
antecedent inquiry into the nature of the owner's estate shows that the
proscribed use interests were not part of his title to begin with. Lucas v. South Carolina
Coastal Council,
505 U.S. 1003, 1027
(1992).
[361] See e.g.,
Stevens v. City of Cannon Beach, 854 P.2d
449 (Or. 1993) (holding that prohibiting a seawall was not a taking in a case
where other beneficial use was possible, because longstanding public right to
access along the shore meant that building a seawall is not part of the property
owner's title to begin with). See infra notes 266 & 361 and the text accompanying infra note 274 (discussing U.S. v. Milner in Washington State, where the tidal
wetlands were owned by a private party and the right to shore protection was
limited based on nuisance law). Cf. Wilson v. Commonwealth, 597 N.E. 2d 43 (Mass. App. 1992) (failing to rule on the underlying
takings claim when homes in Chatham were lost due to government delays in decision on permit for
revetment).
A few states explicitly say
that property owners can hold back the sea, see, e.g., notes 159 & 163 and accompanying text, but that may be a
revocable statutory license rather than a compensable property right, see, e.g. Maryland Law Review, supra
note 7, at 1376 n.407. See also
Martin J. McMahon, Annotation, Liability for
Diversion of Surface Water by Raising Surface Level of Land, 88 A.L.R. 4th 891,
89798 (1991) (noting that some jurisdictions follow the "common-enemy
doctrine," under which every landowner "has an unqualified right to fend off
surface waters as the landowner sees fit without being required to take into
account the consequences to other landowners"). The right to shore protection is not necessarily absolute.
The Milner court
cited the common-enemy doctrine but held that the right to shore protection must
be balanced against the tideland owner's right to inland migration of
tidelands. A
regulation is probably not a taking if it goes no farther than the balancing a court would undertake
in a nuisance case between private landowners. Lucas v. South Carolina Coastal Council, 505
U.S. 1002, 1029 (1992).
An intermediate appellate
court opinion in North Carolina rejected a hotel's takings claim based on land
loss resulting from the denial of a shore protection permit. Shell
Island Homeowners Ass'n v. Tomlinson, 517 S.E. 2d 406 (N.C.App. 1999). The permit denial was
not a physical invasion because natural processes rather than actions by the
state caused the land loss. Id. at 415. It was not a regulatory taking because the
hotel continued to operate, id. at 415, and the plaintiff had ample notice of the
no-armoring rule before the hotel was built, id. at 416. With the decline of
the notice rule after Palazzolo v. Rhode Island, see infra note 362, it is unclear whether that court would find a
taking in a case where all beneficial use of the property was lost.
[362] Before Palazzolo v. Rhode Island, 533 U.S. 606 (2001),
courts and commentators generally accepted the Notice Ruleunder which a
takings claim based on a regulation wasin effectextinguished upon sale under
the theory that activities prohibited by the regulation would not be among the
property rights the owner has purchased, since she had notice that the property
did not include those rights. Steven J Eagle, The Regulatory Takings
Notice Rule, 24 U. Haw. L. Rev. 533, 533534 (2002). In Palazzolo the Court held
that such a rule would be an unfair burden to owners who wished to sell (or
died) before the claim was litigated, because the value of their claim would be
lost. The
court did not say, however, that regulations that alter the rights associated
with land titles must always require compensation. 533
[363]
Or keep a pre-existing home on the beach.
[364] Loretto v. Teleprompter Manhattan
CATV Corp., 458 U.S. 419 (1982). Although a governmental flooding of land
is a physical occupation, a court would have to decide whether a rolling
easement is more like a regulation requiring an owner to allow people to cross
her property (which would be a physical invasion) or a regulation prohibiting an
owner from building a fence to keep people out.
[365] Lucas v. South Carolina
Coastal Council, 505 U.S. 1003, 1027
(1992).
[366] Palazzolo v. Rhode
Island, 533 U.S. 606, 630632 (2001).
[367] Cf. Esposito v.
South Carolina Coastal Council, 939 F.2d 165, 170 (4th Cir. 1991) (holding that
a taking does not occur when a regulation today prospectively eliminates the right
to rebuild a house should it ever be destroyed by a storm, because existing uses
can continue and the impact on those uses is speculative). See also Maryland Law
Review, supra
note 7, at 1350 (arguing that the doctrine of
nonconforming use supports the theory that rolling easement regulations are not
a taking). In Severance v.
Patterson, 566 F. 3d 490, 49899 (5th Circuit 2009), the
5th circuit certified several
questions about the authority of the rolling
easement to the Texas Supreme Court, which held that
neither the common law nor the statute provided authority for the rolling
affirmative easement challenged in that case. See supra
§ 3.1.2.2. Had the Texas Supreme Court upheld the rolling easement as based on the
Texas Open Beaches Act, then future takings cases in Texas would have to examine whether it is possible to
bring a takings challenge of a rolling easement statute enacted long before a
property is threatened, when the plaintiff waits until the property is actually
threatened. Similar questions await any state that explicitly changes the doctrine of
accretion or avulsion. If such a case involves a rolling easement for beach
access, the statute of limitations may bar such a challenge the grounds that the
physical invasion occurs when the property interest is taken; but the just compensation when the interest is taken
would often be small. A continued refinement of the takings notice
rulemay be necessary for statutes that prohibit shore protection. See supra note 362.
[368]
Or keep a pre-existing home on the beach.
[369] Penn Central Transp. Co.
v. New York City, 438 U.S. 104 (1978).
[370] Lingle v. Chevron USA,
Inc., 544 U.S.
528, 53940 (2005).
[371] Williamson County
Regional Planning Comm'n v. Hamilton Bank of Johnson City, 473 U.S. 172, 194197
(1985).
[372] Id. at 186194.
[373] See infra
§§ 5.2.1 and 5.2.2 (discussing the valuation of a rolling easement); Maryland Law
Review, supra
note 7, at 138586 (discussing just compensation for a
rolling easement), and id. at 139698 (roughly calculating just
compensation for a nationwide rolling easement policy).
[375] The State of Texas
has argued that buyers of parcels nearbut not yet alongthe beach already
consider the eventuality of owning waterfront property as a result of the
rolling easement:
The majority's opinion also destroys fixed expectations
dating back over a century. As the majority itself explains, the public has used
the beach since the 1830s. Slip op. 7. This practice has given rise to parties
purchasing second- and third-row properties on the expectation that they would
have access to the beach.
Severance v. Patterson, Joint Motion for Rehearing for
Defendant-Apellees 11 (No. 09-0387. Supreme Court of Texas, December
10, 2010).
This page contains a section from: James G. Titus, Rolling Easements, U.S. Environmental Protection Agency. EPA‑430‑R‑11‑001 (2011). The report was originally published by EPA's Climate Ready Estuary Program in June 2011. The full report (PDF, 176 pp., 7 MB) is also available from the EPA web site.
For additional reports focused on the implications of rising sea level, go to Sea Level Rise Reports.